Also known as: 中国互联网 · CSIH1136 Index (Bloomberg) · H11136 (CSI code) · .CSIH11136 (RIC)
At a glance
- Review frequencySemi-annual
| Field | Value | Source text | Reading (model) |
|---|---|---|---|
| M1 Identity, objective, classification · 12 fields | |||
| Index name | CSI Overseas China Internet Index | 英文名称：CSI Overseas China Internet IndexOpen p.1 ↗ |
The official English index name is CSI Overseas China Internet Index. |
| Index short name | China Internet | 英文简称：China InternetOpen p.1 ↗ |
The English short name is China Internet. |
| Local index name | 中证海外中国互联网指数 | 指数名称：中证海外中国互联网指数Open p.1 ↗ |
The local-language index name is 中证海外中国互联网指数. |
| Index code | H11136, H11137 | 指数代码：H11136（人民币）/ H11137（美元）Open p.1 ↗ |
The index codes are H11136 for the renminbi version and H11137 for the US dollar version. |
| Administrator | 中证指数有限公司 | 中证海外中国互联网指数选取在香港及其他海外交易所上市的中国互联网领域公司证券组成指数样本，反映境外上市中国互联网相关领域公司证券的整体表现。Open p.1 ↗ |
The index is administered by CSI Index Co., Ltd., as indicated by the CSI index methodology. |
| Index family | 中证海外中国互联网指数 | 中证海外中国互联网指数选取在香港及其他海外交易所上市的中国互联网领域公司证券组成指数样本，反映境外上市中国互联网相关领域公司证券的整体表现。Open p.1 ↗ |
The index belongs to the CSI overseas China internet index family identified by the methodology title. |
| Base date | 2007-06-29 | 该指数以2007 年6 月29 日为基日，以1000 点为基点。Open p.1 ↗ |
The index base date is June 29, 2007. |
| Base value | 1,000 points | 该指数以2007 年6 月29 日为基日，以1000 点为基点。Open p.1 ↗ |
The index base value is 1,000 points. |
| Currency | CNY, USD | 指数代码：H11136（人民币）/ H11137（美元）Open p.1 ↗ |
The index is published in renminbi and US dollar versions. |
| Objective | 选取在香港及其他海外交易所上市的中国互联网领域公司证券组成指数样本，反映境外上市中国互联网相关领域公司证券的整体表现。 | 中证海外中国互联网指数选取在香港及其他海外交易所上市的中国互联网领域公司证券组成指数样本，反映境外上市中国互联网相关领域公司证券的整体表现。Open p.1 ↗ |
The index selects securities of Chinese internet companies listed in Hong Kong and other overseas exchanges to reflect the overall performance of overseas-listed Chinese internet-related companies. |
| Market classification | Custom | 中证海外中国互联网指数选取在香港及其他海外交易所上市的中国互联网领域公司证券组成指数样本，反映境外上市中国互联网相关领域公司证券的整体表现。Open p.1 ↗ |
The index covers China-concept companies listed in Hong Kong and other overseas markets, which is best represented as a custom market classification in the supplied enumeration. |
| Index family type | Thematic | 中证海外中国互联网指数选取在香港及其他海外交易所上市的中国互联网领域公司证券组成指数样本，反映境外上市中国互联网相关领域公司证券的整体表现。Open p.1 ↗ |
The index is thematic because it targets Chinese internet-sector companies listed overseas. |
| M2 Universe · 5 fields | |||
| Hong Kong universe reference | The Hong Kong-market universe is the same as the sample space of the CSI Hong Kong 300 Index and must also satisfy one of the stated conditions. | 香港市场：同中证香港300 指数的样本空间且满足以下条件之一的中国内地公司证券：Open p.1 ↗ |
For Hong Kong, the sample space follows the CSI Hong Kong 300 Index sample space and must meet one additional condition. |
| Other market primary listing rule | For other markets, the securities must have their primary listing on another securities exchange. | 其他市场：以其他证券交易所为主要上市地、上市交易时间超过3 个月（除非该证券发行市值超过30 亿美元）且满足以下条件之一的中国内地公司证券：Open p.2 ↗ |
For markets outside Hong Kong, the security must be primarily listed on another securities exchange. |
| Markets | Hong Kong, other overseas markets | 香港市场：同中证香港300 指数的样本空间且满足以下条件之一的中国内地公司证券：Open p.1 ↗ |
The eligible universe covers Hong Kong and other overseas exchange-listed securities of mainland Chinese companies. |
| Exchanges | Hong Kong exchanges, other overseas securities exchanges | 其他市场：以其他证券交易所为主要上市地、上市交易时间超过3 个月（除非该证券发行市值超过30 亿美元）且满足以下条件之一的中国内地公司证券：Open p.2 ↗ |
The universe includes securities listed on exchanges in Hong Kong and other overseas securities exchanges. |
| Nationality rule | Securities must be issued by mainland Chinese companies. | 香港市场：同中证香港300 指数的样本空间且满足以下条件之一的中国内地公司证券：Open p.1 ↗ |
Both the Hong Kong and other-market universe branches require securities of mainland Chinese companies. |
| M3 Eligibility screens · 3 fields | |||
| Trading history | Minimum value: 3 months; Exceptions: The three-month listing-history requirement is waived for other-market securities whose issuance market capitalization exceeds USD 3 billion | 其他市场：以其他证券交易所为主要上市地、上市交易时间超过3 个月（除非该证券发行市值超过30 亿美元）且满足以下条件之一的中国内地公司证券：Open p.2 ↗ |
For other markets, securities must have been listed and trading for more than three months, unless their issuance market capitalization exceeds USD 3 billion. |
| Liquidity screen | Metric: Average daily value; Window: past one year; Threshold: 3,000,000; Currency: USD | （1）流动性要求：过去一年日均成交金额不低于300 万美元； （2）市值要求：过去一年日均总市值不低于20 亿美元。Open p.2 ↗ |
Securities must have average daily trading value of at least USD 3 million over the past year. |
| Minimum size | Metric: Full market cap; Window: past one year; Threshold: 2,000,000,000; Currency: USD | （1）流动性要求：过去一年日均成交金额不低于300 万美元； （2）市值要求：过去一年日均总市值不低于20 亿美元。Open p.2 ↗ |
Securities must have average total market capitalization of at least USD 2 billion over the past year. |
| M4 Selection and constituent count · 4 fields | |||
| Cross listing priority rule | When both a company's foreign-market security and Hong Kong-market security qualify, the Hong Kong-market security is prioritized for inclusion. | 其中，若同一家公司的国外市场证券和香港市场证券同时入选，则优先纳入香港市场证券。Open p.2 ↗ |
If a company's overseas-market security and Hong Kong-market security are both selected, the Hong Kong-listed security is preferred. |
| Candidate to constituent rule | All securities identified as candidates under the business-category screen become index samples. | （2）将上述待选样本作为指数样本。Open p.2 ↗ |
The qualifying candidate securities are adopted as index constituents. |
| Selection method | Screen all eligible | （1）对样本空间内剩余证券，选取符合以下条件之一的公司证券作为待选样本：互联网软件：开发与销售互联网软件的公司；家庭娱乐软件：开发主要在家中使用的家庭娱乐软件和教育软件的公司；互联网零售：主要通过互联网提供零售服务的公司；互联网服务：主要通过互联网提供各类服务的公司；移动互联网：开发与销售移动互联网软件或提供移动互联网服务的公司；数字基础设施：为互联网智能化提供算力、数据、模型或应用支持的公司。Open p.2 ↗ |
The index selects securities of companies that satisfy one of the specified internet-related business categories and treats them as index samples. |
| Industry neutrality rule | Companies are selected by specified internet-related business categories, including internet software, home entertainment software, internet retail, internet services, mobile internet, and digital infrastructure; no neutrality or balancing rule is stated. | 互联网软件：开发与销售互联网软件的公司；家庭娱乐软件：开发主要在家中使用的家庭娱乐软件和教育软件的公司；互联网零售：主要通过互联网提供零售服务的公司；互联网服务：主要通过互联网提供各类服务的公司；移动互联网：开发与销售移动互联网软件或提供移动互联网服务的公司；数字基础设施：为互联网智能化提供算力、数据、模型或应用支持的公司。Open p.2 ↗ |
Selection uses specified internet-related business categories rather than an industry-neutrality or balancing requirement. |
| M5 Weighting and capping · 3 fields | |||
| Free float factor | Method: Banded; Bands: To: 15; Method: Round the free-float ratio up to the nearest whole percentage value, From: 15; To: 20; Factor: 0.2, From: 20; To: 30; Factor: 0.3, From: 30; To: 40; Factor: 0.4, From: 40; To: 50; Factor: 0.5, From: 50; To: 60; Factor: 0.6, From: 60; To: 70; Factor: 0.7, From: 70; To: 80; Factor: 0.8, From: 80; Factor: 1; Examples: Security: A; Free float ratio (%): 9; Weighting ratio (%): 9; Adjusted shares: 9,000, Security: B; Free float ratio (%): 43.8; Weighting ratio (%): 50; Adjusted shares: 4,000, Security: C; Free float ratio (%): 82; Weighting ratio (%): 100; Adjusted shares: 5,000 | 除非特别说明，中证指数在计算自由流通股本时，采用分级靠档的方法，根据自由流通量所占证券总股本的比例（即自由流通比例）赋予证券总股本一定的加权比例From CSI Free Float Rules for Equity Indices ↗ |
Unless otherwise specified, a banded weighting factor is applied; free-float ratios up to 15% are rounded up to the nearest whole percentage, while higher bands use fixed factors from 20% to 100%. |
| Shares outstanding | Total issued shares of the security; free-float-adjusted share capital is total share capital multiplied by the banded weighting factor. | 自由流通量等于证券总股本剔除限售股份以及以下基本不流通的股份From CSI Free Float Rules for Equity Indices ↗ |
Free float is measured against the security's total share capital, and adjusted share capital is calculated using a weighting factor applied to total share capital. |
| Divisor adjustment rule | The new divisor equals the prior divisor multiplied by the post-adjustment adjusted market capitalization divided by the pre-adjustment adjusted market capitalization, calculated after the close before the change becomes effective. | 为保证指数的连续性，当指数样本、股本结构发生变化或样本的市值出现非交易因素的变动时，指数在变动生效日前一日收盘后采用除数修正法修正原除数。From CSI Calculation Rules for Equity Indices ↗ |
The divisor is corrected after the close before the effective date so that the new divisor equals the old divisor times the ratio of adjusted post-change market value to pre-change market value. |
| M6 Review and rebalance schedule · 6 fields | |||
| Review frequency | Semi-annual | 指数样本每半年调整一次，样本调整实施时间分别为每年6 月和12 月的第二个星期五的下一交易日。Open p.3 ↗ |
Index constituents are reviewed and adjusted once every six months. |
| Review types | Semi annual review, Ad hoc | 指数样本每半年调整一次，样本调整实施时间分别为每年6 月和12 月的第二个星期五的下一交易日。Open p.3 ↗ |
The index undergoes semiannual constituent reviews and, in special circumstances, ad hoc adjustments. |
| Review months | June, December | 指数样本每半年调整一次，样本调整实施时间分别为每年6 月和12 月的第二个星期五的下一交易日。Open p.3 ↗ |
Semiannual constituent adjustments are implemented in June and December. |
| Effective date rule | Constituent changes take effect on the next trading day after the second Friday in June and December. | 指数样本每半年调整一次，样本调整实施时间分别为每年6 月和12 月的第二个星期五的下一交易日。Open p.3 ↗ |
Constituent changes take effect on the trading day following the second Friday in June and December. |
| Weight reset frequency | Monthly | 权重因子每月调整一次，调整实施时间为每月第二个星期五的下一交易日。Open p.3 ↗ |
Weighting factors are adjusted once a month, effective on the next trading day after the second Friday of each month. |
| Data cutoff rule | For commonly used periodic review cycles, the general data cutoff is normally the last calendar day of the second calendar month before the periodic adjustment effective date. | 通常情况下适用常用定期调整周期的指数的通用数据截止日为定期调整生效日前第二个自然月的最后一个自然日。From CSI Constituent Adjustment Rules for Equity Indices ↗ |
For commonly used review cycles, base data generally use the last calendar day of the second natural month before the adjustment effective date as the cutoff. |
| M8 Corporate actions, IPOs, ad-hoc changes · 5 fields | |||
| Fast entry | Size threshold: 10,000,000,000; Timing: included on the next trading day after the second Friday of the following month after 10 trading days since listing | 如果新上市中国互联网公司发行总市值超过100 亿美元，且上市时间达到10 个交易日，则在下月的第二个星期五的下一交易日快速纳入指数。Open p.3 ↗ |
A newly listed Chinese internet company with total issued market value exceeding US$10 billion and at least 10 trading days since listing is fast-tracked into the index on the next trading day after the second Friday of the following month. |
| Ad-hoc deletion | Delisting, Acquisition | 当样本退市时，将其从指数样本中剔除。样本公司发生收购、合并、分拆等情形的处理，参照计算与维护细则处理。Open p.3 ↗ |
A constituent is removed when it is delisted, and acquisitions are handled as special corporate events under the maintenance rules. |
| Merger spinoff rules | Acquisitions, mergers and spin-offs are handled by reference to the index calculation and maintenance detailed rules. | 样本公司发生收购、合并、分拆等情形的处理，参照计算与维护细则处理。Open p.3 ↗ |
Treatment of constituent acquisitions, mergers and spin-offs follows the calculation and maintenance detailed rules. |
| Corporate actions guide ref | 计算与维护细则 | 样本公司发生收购、合并、分拆等情形的处理，参照计算与维护细则处理。Open p.3 ↗ |
Corporate-event treatment refers to the Calculation and Maintenance Detailed Rules. |
| Deletion price | Default price: latest closing price; Major negative event suspended price: 0.00001; Currency for a share example: CNY | 原则上，以最新收盘价剔除指数样本。当决定剔除指数样本时，剔除证券处于停牌状态且停牌原因为触及交易类强制退市情形等重大负面事件的，一般以系统最低价格（目前为0.00001）剔除。From CSI Constituent Adjustment Rules for Equity Indices ↗ |
Constituents are generally removed at the latest closing price; if a removed security is suspended because of a trading-related mandatory delisting trigger or other major negative event, it is removed at the system minimum price, currently 0.00001. |
| M9 Calculation and return variants · 13 fields | |||
| Adjusted market capitalization formula | adjusted market capitalization = sum(security price × adjusted share count × weight factor × exchange rate) | 其中，调整市值＝∑(证券价格×调整股本数×权重因子×汇率)。Open p.3 ↗ |
Adjusted market capitalization is the sum across constituents of security price multiplied by adjusted shares, weight factor, and exchange rate. |
| Calculation and maintenance guide reference | 汇率、调整股本数的计算方法、除数修正方法参见计算与维护细则 | 汇率、调整股本数的计算方法、除数修正方法参见计算与维护细则。Open p.3 ↗ |
The calculation methods for exchange rates and adjusted share counts and the divisor adjustment method are set out in the calculation and maintenance rules. |
| Weight factor range | Minimum: 0; Maximum: 1 | 权重因子介于0 和1之间，以使单个样本权重不超过10%，前五大样本权重合计不超过40%。Open p.3 ↗ |
The weight factor ranges between 0 and 1. |
| Single constituent weight cap | 10% | 权重因子介于0 和1之间，以使单个样本权重不超过10%，前五大样本权重合计不超过40%。Open p.3 ↗ |
Each constituent is capped at 10% of the index weight. |
| Top five weight cap | 40% | 权重因子介于0 和1之间，以使单个样本权重不超过10%，前五大样本权重合计不超过40%。Open p.3 ↗ |
The aggregate weight of the five largest constituents is capped at 40%. |
| Formula type | Divisor | 指数的计算公式为：报告期指数= 报告期样本的调整市值 × 1000除数其中，调整市值＝∑(证券价格×调整股本数×权重因子×汇率)。Open p.3 ↗ |
The index is calculated using a divisor formula: adjusted market capitalization multiplied by 1,000 and divided by the divisor. |
| Price source | Real-time prices come from exchange market-data systems such as SSE and SZSE or from data vendors designated by CSI; the latest trade is used when traded and the opening reference price is used when there is no trade. | 指数的实时计算，样本实时成交价格来自上海证券交易所、深圳证券交易所等交易所行情系统，或来自由中证指数不时指定的数据供应商提供的交易行情。From CSI Calculation Rules for Equity Indices ↗ |
Real-time calculation uses exchange or designated-vendor market prices, taking the latest traded price or, if no trade occurs, the opening reference price. |
| Calculation frequency | Real-time index updates follow the interface definition used by CSI, the exchange, or another third-party market-data system; closing indices are published every index trading day. | 实时指数计算和发布：指数更新频率以中证指数通、交易所或其他第三方行情发布系统接口定义为准。收盘指数计算和发布：指数发布频率为指数交易日每日发布。From CSI Calculation Rules for Equity Indices ↗ |
Real-time indices are updated according to the relevant publication interface, and closing indices are calculated and published on each index trading day. |
| Return variants | PR, GTR, NTR | 价格指数以样本的市场价格，计算指数的表现。为满足投资者的需要，中证指数同时计算部分指数的全收益指数和净收益指数。From CSI Calculation Rules for Equity Indices ↗ |
The rulebook identifies price, gross total return, and net total return indices, with gross and net versions calculated for some indices. |
| Withholding tax basis | A 10% cash-dividend tax rate is generally used for Shanghai, Shenzhen, Beijing, and Hong Kong securities. | 对沪深京港证券，现金分红的税率一般设置为10%。From CSI Calculation Rules for Equity Indices ↗ |
For Shanghai, Shenzhen, Beijing, and Hong Kong securities, the cash-dividend tax rate is generally set at 10%. |
| Dividend treatment | Gross total return indices reinvest pre-tax cash dividends and net total return indices reinvest after-tax cash dividends on the ex-dividend date; the price index does not adjust the divisor for cash dividends. | 全收益指数和净收益指数是价格指数的辅指数，与价格指数的区别在于全收益指数、净收益指数的计算中考虑了样本税前、税后现金红利的再投资收益，不会在样本除息日按照样本分红金额自然回落From CSI Calculation Rules for Equity Indices ↗ |
Gross and net total return indices assume reinvestment of pre-tax and after-tax cash dividends on the ex-dividend date, while the price index falls naturally on cash dividends. |
| Divisor adjustment | Cash dividend for gross and net total return indices, Bonus issue, Rights issue, Stock split, Reverse stock split, Other share changes at or above 5 percent, Accumulated small share changes in semi annual adjustment, Periodic or ad hoc constituent adjustment | 当样本现金分红时，价格指数除数不予修正，任其自然回落。全收益指数、净收益指数在样本除息日前一交易日收盘后修正指数除数。当样本送股、配股、拆股或缩股时，价格指数、全收益指数、净收益指数在样本除权日前一交易日收盘后修正指数除数。From CSI Calculation Rules for Equity Indices ↗ |
Divisor adjustments are triggered by total-return cash dividends, bonus issues, rights issues, splits, reverse splits, qualifying other share changes, scheduled small share-change updates, and constituent adjustments. |
| Recalculation policy | Where recalculation or republication is involved, CSI will promptly notify index clients; in complex cases CSI reserves discretion to recalculate the index or republish related data products. | 公司保留在复杂情况下自行决定重新计算指数或重新发布相关数据产品的权利。涉及指数重新计算或发布的情形，公司将及时向指数客户发布通知。From CSI The Primary Policy of Index Management ↗ |
If an index is recalculated or related data products are republished, CSI will promptly notify index clients, with the decision reserved to CSI in complex situations. |
| M10 Governance, change policy, disclosure · 10 fields | |||
| Oversight body | Index Business Supervisory Committee, Index Expert Committee | 指数业务监督委员会负责定期对指数编制方案审阅工作进行监督。From CSI The Primary Policy of Index Management ↗ |
The Index Business Supervisory Committee supervises methodology review, rule changes, index terminations, and complaint reports; the Index Expert Committee provides recommendations and discusses Category I index terminations. |
| Discretion points | decide whether and how to correct an index error within six months, decide whether to recalculate an index or republish related data products in complex cases, terminate an index after prudent evaluation, consider providing a replacement index when regulatory requirements and feasibility permit, issue emergency notices depending on the impact of a calculation abnormality, use targeted rather than public consultation where appropriate for material changes | 对于六个月以内的指数错误，需综合评估指数错误影响、指数产品情况、距离下次指数调整时间、指数可投资性与可复制性等因素，慎重决定处理方案。From CSI The Primary Policy of Index Management ↗ |
CSI retains discretion over error handling and recalculation, index termination after evaluation, replacement-index considerations, emergency notification based on impact, and consultation format in appropriate cases. |
| Methodology review frequency | periodic internal review | 公司负责根据内部定期审阅、审视市场环境、听取指数专家委员会建议、接受市场反馈、外部投诉等途径对指数规则进行必要的修订。From CSI The Primary Policy of Index Management ↗ |
Index rules are revised based on periodic internal reviews, market developments, expert committee advice, market feedback, and complaints; the review interval is not specified. |
| External review | Material changes: Market opinions must be sought in advance; Category I indices: Public consultation is the principle; targeted consultation may be used with scope commensurate with the index's actual impact; Non Category I indices: Targeted consultation is the principle | 指数规则修订涉及的重大变更应事先征求市场意见。其中，一类指数1的重大变更原则上采用公开征求意见的形式，若采用定向方式的，征求范围应与指数的实际影响相适应；非一类指数的重大变更原则上采用定向征求意见的形式。From CSI The Primary Policy of Index Management ↗ |
Material rule changes require prior market consultation: Category I indices normally use public consultation, while non-Category I indices normally use targeted consultation. |
| Material change definition | Material changes are referenced as major changes to index rules, but the document does not define the criteria for materiality. | 指数规则修订涉及的重大变更应事先征求市场意见。From CSI The Primary Policy of Index Management ↗ |
The rulebook requires market consultation for material index-rule changes but does not state a definition or criteria for materiality. |
| Consultation procedure | Material changes are consulted with the market before implementation; Category I indices normally use public consultation, non-Category I indices normally use targeted consultation, and targeted scope must match the index's actual impact. | 其中，一类指数1的重大变更原则上采用公开征求意见的形式，若采用定向方式的，征求范围应与指数的实际影响相适应；非一类指数的重大变更原则上采用定向征求意见的形式。From CSI The Primary Policy of Index Management ↗ |
CSI conducts prior market consultation for material changes, normally publicly for Category I indices and on a targeted basis for other indices, with targeted scope aligned to impact. |
| Notice period | 1 business day | 第十七条 指数规则的修订根据指数分类不同须在正式实施前至少一个交易日于公司官网进行公告，公告内容包括指数规则修订的背景、内容及实施时间表。From CSI Measures for the Implementation of Change of Index Methodologies ↗ |
Unless otherwise specified, rule revisions must be announced on the company website at least one trading day before formal implementation. |
| Error correction policy | Error definition: A published index level deviates from the correct level; Causes: data errors, maintenance errors, software or hardware technical failures, other causes; Older than six months: generally not handled; Within six months factors: impact of the error, index-linked products, time until the next index adjustment, index investability and replicability; Complex cases: CSI reserves the right to decide whether to recalculate the index or republish related data products | 指数错误指已向市场发布的指数点位与正确点位发生偏离。引起指数错误的原因包括但不限于：数据错误、维护错误、软硬件技术故障等。公司经过审慎评估，可能对指数错误进行修正，并遵循以下原则：如指数错误发现时距离发生已超过六个月，一般不予处理。From CSI The Primary Policy of Index Management ↗ |
Errors are deviations between published and correct levels; errors older than six months are generally not addressed, while newer errors are assessed by impact, linked products, timing, investability, and replicability, and complex cases may be recalculated or republished at CSI's discretion. |
| Change announcement | market disclosure before formal implementation of rule revisions, CSI Index Express, Exchanges, other third-party market-data publication systems, CSI website, CSI data service platform, notices to index clients for recalculation or republication | 指数规则修订经内部评审后，将在正式实施前向市场披露。From CSI The Primary Policy of Index Management ↗ |
CSI discloses rule revisions to the market before implementation, publishes levels through market-data systems and its website or data platform, and notifies clients for recalculations or republication. |
| Cessation policy | After prudent evaluation, CSI may terminate an index, meaning cessation of calculation, maintenance, and external publication; factors outside CSI's control may, in extreme cases, lead to termination. | 公司经过审慎评估后，可能会进行指数终止的操作，即终止指数的计算、维护和对外发布。From CSI The Primary Policy of Index Management ↗ |
An index may be terminated after prudent evaluation, stopping its calculation, maintenance, and external publication; extreme market, data, liquidity, environmental, or geopolitical factors may also result in termination. |
Open points · 26Model-written, for reference
- 1No ISIN is stated.
- 2No Bloomberg, Refinitiv, Wind, or other third-party vendor tickers are stated.
- 3No separate calculation agent is stated.
- 4No launch date is stated; only the base date is provided.
- 5No methodology version or methodology edition date is stated.
- 6No benchmark regulation status is stated.
- 7No intended uses such as ETF or derivatives are stated.
- 8No security-type enumeration, listing-board detail, or explicit exclusions are provided beyond mainland-Chinese-company overseas securities.
- 9No minimum free float, foreign room, voting rights, minimum price, financial screens, ESG exclusions, suspension rule, or extreme-price screen is stated.
- 10The document does not state whether the three-month trading-history rule applies to Hong Kong-market securities; it appears in the other-market branch only.
- 11No target constituent count, ranking metric, tie-break rule, or reserve-list rule is stated.
- 12No weighting scheme, free-float factor, share-count source, ownership-limit treatment, weight cap, group cap, sector cap, country cap, cap timing, or divisor-adjustment rule is stated.
- 13No data cut-off or reference date rule for periodic reviews was stated.
- 14No announcement timing or disclosure channel for review results was stated.
- 15No rank buffer, size-segment buffer, liquidity buffer for existing constituents, or maximum turnover per review was stated.
- 16No replacement policy or reserve-list rule for ad hoc deletions was stated.
- 17No deletion price for suspended or removed securities was stated.
- 18No threshold for interim share or free-float changes was stated.
- 19The fast-entry rule specifies a US$10 billion issued market-value threshold and 10-trading-day listing history, but does not identify excluded boards.
- 20M9 does not specify the price source or treatment when no traded price is available.
- 21M9 does not state the calculation frequency or publication precision.
- 22M9 does not identify whether price return, gross total return, or net total return variants are published.
- 23M9 does not specify withholding tax basis or dividend reinvestment treatment.
- 24M9 refers to separate calculation and maintenance rules for divisor correction but does not list the events triggering divisor adjustments.
- 25M9 does not state market disruption, exchange closure, or recalculation policies.
- 26Not coveredM7 Buffers and turnover control: not covered by this edition
Read by a language model (doubao-seed-2.1-pro) on 2026-10-03 · prompt 1.2 · schema 1 · 61 of 61 quotes found word for word in the PDF · includes general rules: Calculation Rules for Equity Indices v1.1, Free Float Rules for Equity Indices v1.1, Constituent Adjustment Rules for Equity Indices v1.2, The Primary Policy of Index Management v3.0, Measures for the Implementation of Change of Index Methodologies v3.0
This profile was written by a language model from the provider's text and may be wrong; the provider's document prevails.
Pick a file to view it here.
First edition on record; nothing to compare yet.
No change records for this index yet.